Beth Haddock draws on more than two decades in the trenches of compliance and legal departments at some of the world's biggest financial services companies – AXA, Brown Brothers Harriman and Guggenheim - for her work at Warburton Advisers, where she and her team provide governance and compliance solutions to leading multinational corporations, fintech companies and impact investing firms. Beth is the author of Triple Bottom-line Compliance: How to Deliver Protection, Productivity and Impact and she hosts the podcast “What’s Ethical.” Beth is also an adjunct professor teaching Business Law & Ethics, and a frequent speaker on governance and compliance reforms. For more information, please refer to www.bethhaddock.com

After a distinguished career as a Chief Compliance Officer for multinational and smaller FINRA regulated broker-dealers, Mary now enjoys sharing her experience as she provides pragmatic advice to clients.

Patricia is a graduate of Southwestern University of Law and UCLA. Following her admission to the bar in California, she practiced in a general practice firm for a decade. Patricia leverages her experience supporting Warburton clients.