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Trusted Advisor to Early-Stage and Global Companies

 

Blockchain and DeFi

DAO Governance

Fintech  &  SaaS

ESG  &  Sustainability

“Bridging the gap between technical requirements and sound business judgment.”

*SBA certified women-owned business

beth haddock

Beth Haddock

Founder & Managing Partner

Beth Haddock has over 25 years of experience leading the design and successful implementation of modern governance programs. With a focus on accelerating safe and sustainable growth, she fosters a culture of risk ownership, partnership, and creative problem solving, re-positioning governance and compliance as powerful business drivers at notable companies, including Brown Brothers Harriman, Guggenheim Investments, AXA Advisors, and other billion-dollar corporations. She is an active board member and advisor, sharing her expertise and guidance on cutting-edge topics related to compliance, ESG, blockchain, and technology.

Beth currently serves as an Independent Board Member and Chair of the Compliance Committee at GMO-Z.com Trust Company, a member of the advisory board for the Stablecoin Standard, a current Chair for Web3, a Subcommittee for the New York City Bar Association, and an active member of the regulatory advisory committee for the National Society of Compliance Professionals. She brings a unique perspective to the board room, as she served as a congressional aide on Capitol Hill, litigator, arbitrator, CCO for complex investment, and ‘40 Act programs and the Investment Company Institute, Mutual Fund Directors Forum, and Lawyers Committee for Bankers Association.

Since founding Warburton Advisers in 2016, Beth has advised clients, including T-Rowe Price, AdvisorEngine, World Gold Council’s ETF (GLD), in addition to several blockchain clients. She continues to build her reputation for successfully resolving governance conflicts, advising on M&A transactions, launching new businesses and products for mutual funds, ETFs, private funds, and digital companies while serving as the go-to authority on ESG, information security, data protection, anti-fraud, and more.

mark roszak

Mary Toumpas

Compliance Advisor

Seasoned chief compliance officer helping deliver practical risk-managed advice

mark roszak

Mark Roszak

Legal Partner

Strategic advisor for structuring and corporate work

patti valentine

Patricia Valentine

Paralegal and Research Associate

Guru for research and project management particularly for outsourced compliance projects